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<span>OUR SERVICES</span>


Planning. Portfolios. Protection. 

Our goal is to provide you with a variety of investment and financial planning solutions that are custom to your needs and the current market conditions. We are strategy-driven, not product-driven.  We implement quality investments regardless of brand name. We work on your behalf to curate and implement a plan for your financial freedom – however it may look for you. 


Our team of experts, which includes a CFP® professional, can design a personalized financial plan for you and your family. This collaborative process starts with a conversation and learning what is important to you. We will work with you to implement the steps toward your goals and retirement planning. With a clear plan in place, we are there to meet regularly, adjust accordingly and monitor every step of the way.

Below are some examples of complex financial planning strategies:

• Goal Planning (Home Purchase, College Funding)
• Retirement Planning
• Estate Planning Techniques
• Business Planning Strategies
• Risk Management Strategies
• Gifting Strategies

Click here to learn more about our financial planning process


The key to investing is taking it at a pace that's right for you and staying focused on your long-term goals. First, we'll help you understand investment fundamentals and then prioritize your goals. Next, we will asses your risk tolerance and tax situation. Finally, our investment professionals, including our in-house CFA, will present a portfolio proposal that fits your needs.  

We offer a full range of investment management products and strategies:

• Stocks, Bonds, Mutual Funds
• Indexed Funds, ETF's (Exchange Traded Funds)
• Custom Model Portfolios
• Tax-Advantaged Portfolios
• Strategies for Excess Cash Reserves
• Structured Notes
• Sustainable Investing: ESG (Environmental, Social, Governance) and SRI (Socially Responsible Investing)
• Alternatives and Real Assets (Private Equity, Hedge Funds, REITs, Commodities, etc.)
• Hedging Strategies
• Downside Annuity Protection Strategies
• Discretionary Client Portfolio Management

Click here to view our Advisory Cost Structure


As investors, we often view our investment and bank accounts separately. However, we do not have to. There are many solutions available at LPL Financial that you can leverage to do things you may ordinarily associate only with your bank accounts:

• Earn interest on your uninvested cash using FDIC insured cash sweeps:

For most accounts, you earn daily interest on your uninvested cash through one of our FDIC-insured cash sweep programs. Each day, we sweep your uninvested cash to a participating bank to earn interest. Because cash is going to a bank, your cash is covered by FDIC insurance. Our network of various banks allows you to ensure that we do not allocate cash to a bank where you already have an account.

• Perform common financial transactions: write checks, set up auto bill pay, withdraw cash, or make purchases with a debit or credit card:

Through our partnership with UMB*, United Missouri Bank, we are able to offer The Premier and Premier Plus Account. The Premier Plus Account offers a full suite of banking services, such as check writing, bill pay, debit and credit card functions—all leveraging your LPL investment account.

• Use your non-qualified investment account as collateral for a loan:

Do you need a loan to purchase something other than securities? Or, do you want to explore a way to pay off a higher-interest loan or credit facility?

LPL partners with several national banks, Goldman Sachs1, The Bancorp2, and TriState Capital3 to provide fixed and variable lines of credit at lower rates compared to traditional lending vehicles.

Click here to download the Cash, Banking and Lending Solutions Brochure


The uncertainties of life are wide ranging, and many of them can threaten the financial security of you and your family. Money management is about more than just accumulating and investing your assets - you also have to protect those assets. 

We offer a variety of risk management and asset protection strategies:

• Short term and long-term Disability Insurance
• Long Term Care
• Lifetime Income Strategies
• Fixed and Variable Annuities
• Term and Permanent Life Insurance
• Business Owner Protection Strategies

LPL Financial is not affiliated with UMB Bank, n.a., or Visa.
*For more information on UMB please Click Here
1-  If you do not qualify for the Direct CashTM Visa Signature® Card, you will automatically be considered for the Direct CashTM Visa Platinum® Card that earns 1% cash back on all net purchases. See your Rewards Rules that will accompany your card for details.
2 - Visa’s Zero Liability Policy covers U.S.-issued cards only and does not apply to certain commercial card transactions. You must notify your financial institution immediately of any unauthorized use. For specific restrictions, limitations and other details, please consult the issuer. 

*Click here for LPL and Better Mortgage Promotion Terms and Conditions.
1 - For more information on Goldman Sachs Click Here
2 - For more information on The Bancorp Bank Click Here
3 - For more information on TriState Capital Click Here

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